[tri-med] Re: might be of some interest to some
- From: "John and Ceci DeGenova" <jcdegenova@xxxxxxxxxxxxx>
- To: <tri-med@xxxxxxxxxxxxx>
- Date: Sun, 29 Aug 2004 18:59:39 -0400
Holly, this is so funny, I had just cut the article out of our WSJ and was
going to post here because I thought it might be useful. You just beat me
to the punch. Great minds think alike, right??
Take care.
Ceci, mom to angel Anna, T-18
-----Original Message-----
From: "Holly McCormick" <hmmmcormick@xxxxxxxxxxxxx>
I got this from another list I am on:
Financial Firms Focus On Parents of Disabled
By CHRISTOPHER OSTER
Staff Reporter of THE WALL STREET JOURNAL
August 26, 2004; Page D2
As more families confront the fact that disabled children will
outlive
them, insurance and brokerage houses are setting up units
specializing
in financial planning for such situations.
It used to be that parents expected to outlive their disabled
children. Since that time, life expectancies for some disabilities
have doubled; a person with Down syndrome, for example, wasn't
expected to live past 25 in 1983, but now has a life expectancy of
50
years. That shift is prompting families to adopt complex financial
plans in order to maintain their child's standard of living after
parents die or become too infirm to help.
Merrill Lynch & Co. has set up a program that focuses on financial
planning for special-needs families and is training brokers to
handle
such services as establishing trusts for disabled children. The firm
also has a referral service to help families find attorneys to set
up
trusts.
FILLING A NEED
Look at five groups that specialize in assisting parents in
planning
for the futures of their children with special needs.
At the same time, MetLife Inc. has created a special-needs unit to
help families design financial plans and to refer people to groups
that can help direct families to government benefits and services.
MetLife estimates that 10% of American families have a member with a
disability severe enough to benefit from specialized financial
planning. The insurer has 300 agents trained to give advice to
special-needs families, up from 170 a year ago.
MassMutual Financial Group this year launched its own group, called
SpecialCare, dedicated to special-needs financial planning. In order
to be a part of the program, MassMutual agents are required to take
a
weeklong course on special-needs planning. MassMutual also works
with
a Houston company called LifeCare Planning Inc. that specializes in
estimating what the cost of care, equipment and other items will be
over a person's lifetime.
Assisting Families
The federal government also is looking for ways to assist such
families. The President's Committee for People With Intellectual
Disabilities has drafted a plan to create a special vehicle -- akin
to
the so-called 529 plans that help families save for college -- that
allows money to be saved in tax-advantaged accounts for disabled
children. The panel expects to present the plan to the president in
the next two months, although it is far from certain if it will
survive the legislative process and become a part of the tax code.
With millions of baby boomers near retirement age, there is "going
to
be an enormous number of people coming to the reality that they need
this kind of help," says James Cotto, director of investments at
Cotto
& Padovani, a Mt. Kisco, N.Y., financial advisory firm affiliated
with
Wachovia Corp.
Planning for the financial future of a disabled child can be tricky
since people with disabilities can't qualify for Social Security or
Medicaid benefits if they have more than $2,000 in assets. Wages
earned by disabled people also affect their benefits. And parents
often sacrifice their own retirement to set aside money for their
special-needs children.
Financial planners say some brokers and insurance agents focus on
selling products that may not be best suited to families facing
these
issues, when what families need is a more detailed financial plan.
"People don't necessarily need to buy a new product," says John
Nadworny, a Waltham, Mass., financial adviser. "They might just need
to reorganize things and get their thought processes together."
Common Mistake
One common mistake is placing money in a Uniform Gift to Minors
Account, which some advisers suggest as a way to pass along assets
to
children without incurring big tax hits. But the money is held in
the
child's name and can disqualify her or him from government
assistance
at the age of 22, when benefits become harder to come by.
There are no one-size-fits-all plans, but financial advisers say
there
are a few basics families should keep in mind. The first is that
government assistance is available if you know where to look for it,
and families should attempt to share as much of the burden as
possible. Another is to plan for both the parents' needs and the
child's, particularly since many parents provide some care to their
children well into their own retirement. And that includes
coordinating life-insurance policies so one parent isn't left with
insufficient resources should the other die. Finally, advisers
suggest
investing more money in safer investments such as bonds and
lower-risk
mutual funds, to ensure money will be left for the child.
Chris Sullivan, who heads up Merrill Lynch's Special Needs Financial
Group, which started in 1999, says that families' knee-jerk reaction
to the financial question is to set aside more money for their
disabled child, Mr. Sullivan says. "If the child can't work they
give
him or her a supplement to make sure they have enough to maintain
the
quality of life they're accustomed to," he says. But in many cases
that's precisely the wrong thing to do because it can jeopardize
benefits.
Investment Options
Last year Merrill instituted a certification program for brokers to
become a member of its special-needs program. The firm also has
created an online calculator (http://askmerrill.ml.com/snc) for
families to determine how much they'll need to save for their
disabled
children. Once a family determines how much they'll need to save,
Merrill will suggest an array of investment options, including
stocks,
bonds and mutual funds, to build up the needed nest egg.
In addition, Merrill's program works with a referral network of
trust
attorneys who can form so-called special-need trusts. Such trusts
are
mainly funded by parents' life-insurance policies, the payouts of
which are deposited in the trust after both parents die.
Special-needs trusts form the centerpiece of most financial plans
for
these families. The trusts, which aren't counted as assets in
eligibility for government programs, typically are set up by parents
who designate trustees to use the money for the child's
supplementary
care, such as payments to costly group homes.
Under the proposed 529-like savings plan, parents would be able to
contribute as much as $11,000 to the accounts. Contributions
wouldn't
be tax-deductible, but the assets would grow tax-free and
withdrawals
wouldn't be taxed. Distributions could be made from the account at
any
time, but only to providers of services such as van transportation
or
eye care, which some states have cut back. If the child dies, the
remaining balance would be paid, after taxes, to a beneficiary.
In many cases, neither the parent nor the financial planner will
know
what to expect in terms of future expenses needed to support a
disabled person.
MetLife last year formed relationships with advocacy groups for
autism, mental retardation and Down syndrome, among others, as part
of
its MetLife Division of Estate Planning for Special Kids, or
MetDesk,
program. MetLife will pass along the groups' information, such as
government services available for specific conditions, to customers,
while at the same time offering services -- and insurance policies
--
to group members.
Nadine Vogel, a MetLife vice president who has two special-needs
children of her own, formed MetDesk in 1998. Ms. Vogel says
MetLife's
services are free and there is no requirement to buy insurance or
MetLife financial products.
Jerry Hegarty, a Woburn, Mass., father of a disabled child, says he
has dealt with financial advisers before, but none had any expertise
in dealing with special-needs children. "All they did is take a
spreadsheet and project our needs into the future," says Mr.
Hegarty,
whose six-year-old daughter, Camilla, is autistic and suffers from
epilepsy and mental retardation. "It was important for us to find
someone who had been through experiences like ours."
This summer, he found Mr. Nadworny, the financial adviser. The more
Mr. Hegarty learned from Mr. Nadworny, "the more we realize we have
more to learn."
Knowing the Costs
Mr. Nadworny, who has a son with Down syndrome, says sitting down
with
experts in a particular condition is one of the best ways to
approach
such planning. His firm will often bring in some of the same people
who run state-sponsored programs to ensure parents know their
options
and the costs.
Mr. Nadworny, who helped draft the savings-plan proposal, says
parents
are sometimes best served by a combination of life-insurance
policies
that changes as they age. He and his wife hold both term and whole
life policies that would assist the surviving spouse if either one
died. When their son, James, turns 24 in 11 years, Mr. Nadworny
plans
to cash in his wife's whole life policy and buy a second-to-die life
insurance policy, which will pay after both parents have died.
But the policies aren't appropriate for everyone. If the sole wage
earner dies first, the family will need money to replace lost
income.
And if the deceased spouse is the designated caretaker, that may
mean
the family will need to hire help.
Write to Christopher Oster at chris.oster@xxxxxxx
Filling a Need
Five groups that specialize in assisting parents in planning for the
futures of their children with special needs.
ORGANIZATION SERVICES WEB SITE
MetLIfe Division of Estate Planning for Special Kids
Assists with financial planning; helps draft "letter of intent" for
future caregivers
metlife.com/desk
Merrill Lynch Special Needs Financial Services
Constructs financial plans; offers online savings calculator
askmerrill.ml.com/
National Dissemination Center for Children with Disabilities
Offers information on government services
www.nichcy.org/
Genetic Alliance
Offers information on support groups and specific diseases
geneticalliance.org
Special Needs Advocate for Parents
Provides advice to parents; referrals to trust attorneys
snapinfo.org
"If I were someone's baby an 11% chance [to live] would be enough."
Will Smith, I, Robot
--- Holly, wife of Mike, mom of Morgan (7 yrs.) unbalanced translocation
t18q+ and 9p-, & IS, mommy to Bonnie (border collie, spaniel mix)
Des Moines, IA
http://www.geocities.com/hmmmcormick
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